Sequential Monte Carlo Pricing of American-Style Options under Stochastic Volatility Models

Ricky Rambharat and Anthony Brockwell

ISDS, Duke University and Dept. of Statistics, Carnegie Mellon University

  April 2006

We introduce a new method to price American-style options on underlying investments governed by stochastic volatility models.  The method combines a standard gridding approach to solving the associated dynamic programming problem, with a sequential Monte Carlo scheme to estimate required posterior distributions of the latent volatility process.  The method represents a refinement of previous algorithms since it does not require the volatility process to be directly observable.  Instead, the sequential Monte Carlo scheme provides accurate estimates of the required conditional distributions.  Furthermore, the method incorporates market price of volatility risk, and is generalizable to handle different kinds of stochastic volatility models.  We also demonstrate that with historical data for two stocks, and appropriately chosen market price of volatility risk, the algorithm yields option prices which are highly consistent with market data.

Keywords:  American option, pricing, stochastic volatility model, arbitrage, risk-neutral, dynamic programming, sequential, Monte Carlo, decision.


The manuscript is available in PDF format.